MiFID 2 and Deceptive Advertising
December 19, 2017
MiFID 2; Investor Protection and Fair Advertising Rules. Many details concerning the MiFID 2 regulation have yet to be clarified by ESMA and AFM the coming months as a part of the “Level III”…
KYC is not a project – five points to get right
December 18, 2017
inancial institutions continue to be fined for failures to comply with AML/CFT regulations and continue to fail in remediation of these errors. See for instance this article…
Offshore Financial Centres – Dogs May Bark But the Caravan Moves On
December 12, 2017
Tax Optimisation & Offshore Financial Centres: Dogs May Bark, But the Caravan Moves On, Part 2[1] One of the interesting aspects in the current discussion about multinational corporations and…
The ugly truth about compliance and…..what to do about it
December 1, 2017
This article 7 ugly truths for compliance officers is not new but the observations still hold. Compliance is not a favorite topic for many in financial institutions and it’s still extremely hard ‘to…