Duty of Care - MiFID II
Category
Tax
Format
(Virtual) Classroom
Duration
3 Hours
Start
At request
Duty of Care – MiFID II
The Markets in Financial Instruments Directive (“MiFID”) I & II are European Union laws that provide harmonised regulation for investment services across the 30 member states of the European Economic Area (the 27 Member States of the European Union plus Iceland, Norway and Liechtenstein). The main objectives of the Directives are to increase competition and consumer protection in investment services and they have significantly changed how EU financial services markets operate and how financial services companies conduct their investment businesses.
Duration | Approximately 3 hours |
Target Audience | Client Relationship Managers and other client facing staff |
Attendance | Preferred number of attendees for the Power Class is 15 |
Objectives and scope | At the end of the Power Class, the participant will be able to:
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Methodology | Using Powerpoint presentations and case studies participants will be encouraged to:
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Course Material | Aside from having access to and pre-reading the firm’s MiFID procedures, it is not anticipated that participants will receive any course material |
Language | English |