KYC is not a project – five points to get right
inancial institutions continue to be fined for failures to comply with AML/CFT regulations and continue to fail in remediation of these errors. See for instance this article
MiFID 2 and Deceptive Advertising
Many details concerning the MiFID 2 regulation have yet to be clarified by ESMA and AFM the coming months as a part of the “Level III” regulation. A topic that is however lacking altogether in MiFID…
Trend Letter Q4 2017
As 2017 draws to a close, we look back on another interesting Financial Economic Crime prevention year. The coming into force of the 4th EU AML Directive, the release of the Paradise Papers and other…